Gilbert Legends Audio CD: Securities Regulation

Description

Topics Covered: Securities Markets; IPOs; Brokers-Dealers; Securities Acts (1933, 1934); Self-Regulatory Organizations; Insider Regulations; The SEC; Securities-Howey Test; Publicly Held Corporation; Underwriting; Who Is Subject To Section 5 of 1933 Securities Act; Offers; Prospectuses; Registration Statements; Liability For Material Misstatements; Exemptions From Section 5 Registration; Foreign Issuers And Offshore Offerings; Regulations A and D; Rules 504, 505, 506, 701; Liability Provisions of 1933 Act; Due Diligence Defense; Damages; Liability Under Sections 12(a)(1) and (2).